[아이엔지 은행/증권] Compliance 준법감시부 인턴

[아이엔지 은행/증권] Compliance 준법감시부 인턴

[담당업무] 

• assess external and internal requirements and articulate policies and frameworks to support and monitor business management's control of risks.

• monitor and oversee the execution of the compliance control framework owned by the 1LoD and,

• objectively challenge the execution of compliance risk management control.

• advise senior management on compliance-related activities.

• provide compliance advice and oversight on applicable Rules concerning new products, services and strategy.

• promote a sound and integrity-led compliance risk culture.

Duties and responsibilities

• Assist in preparing against potential regulatory inspection

• Assist in relieving the workload and backlog for monitoring or review.

• Assist in setting up the framework and monitoring for regulatory changes

• Assist in periodic or look-back review of client activities

• Assist in collecting, filing, updating and managing required documents(including compliance folder)

[접수기간]

05월 28일 ~ 06월 11일

[채용공고]